|
Investment Advisor Use of Social Media
 The SEC has shown that they are willing to flex their regulatory muscle to sanction social media use that is fradulent. Just last week, the SEC charged an Investment Advisor with fraud and issued 2 alerts to clarify the risks investors and advisory firms face when using social media.
Please join us for a free webinar where we aim to bring you the most up to date analysis and resources that you can use to ensure compliance with the SEC's alert on 'Investment Advisor Use of Social Media"
In just 30 minutes, we will be:
- Summarizing the key takeaways from these alerts
- Looking at the factors affecting compliance with social media guidelines that the SEC has specifically called out for consideration by RIAs
- Discussing the real-world implications and impact on your firm's social media use
- Sharing practical solutions to ensure that social media can be a lead generating tool within the boundaries of compliance
Register Now for this webinar by filling up the form to the right.
|
