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Social Networking Compliance for FINRA-Regulated Organizations
 Just 18 months after issuing guidance on social media in the now famous 10-06, FINRA has upped the ante, and provided updated guidance in 11-39.
Join me for this webinar where I will be looking at:
- What's new in 11-39
- Do the new guidelines provide more clarity for your social media initiatives?
- What implications the new guidance have for you and your organization
Recently, I got together with 60 Financial Services Marketing, Compliance and IT professionals and asked them what they thought FINRA should issue in terms of guidance. You can find out during this webinar what they thought and whether FINRA's 11-39 matches the industry's expectations.
Join me for this topical webinar and get the low down on FINRA's new guidelines fast.
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