FINRA's New Social Media Guidelines (11-39): What is it?

Just 18 months after issuing guidance on social media in the now famous 10-06, FINRA has upped the ante, and provided updated guidance in 11-39.

Watch this on demand webcast where I spoke about:

  • What's new in 11-39
  • Do the new guidelines provide more clarity for your social media initiatives?
  • What implications the new guidance have for you and your organization


Recently, I got together with 60 Financial Services Marketing, Compliance and IT professionals and asked them what they thought FINRA should issue in terms of guidance. You can find out during this webinar what they thought and whether FINRA's 11-39 matches the industry's expectations.